Advisory programs referenced in our Client Relationship Summary.
In the disclosure brochures listed below, you'll find additional information on each advisory program, including details about services, fees, and conflicts.
Some programs have multiple disclosure brochures. In the tables below, you'll find Charles Schwab & Co., Inc. ("Schwab") brochures listed in the third column and our affiliated portfolio manager brochures (e.g., Charles Schwab Investment Management – CSIM), if applicable, listed in the fourth column. For programs not managed by an affiliated portfolio manager, please reach out to your Financial Consultant or advisor if you would like a copy of the portfolio manager's brochure.
If you're interested in any of the below advisory programs, call 877-340-1714 to speak with a representative, or talk with a Financial Consultant near you.
Schwab-sponsored Programs
Managed by CSIM
Advisory Program | Description | Sponsored by Schwab | Managed by CSIM |
---|---|---|---|
Schwab Intelligent Portfolios® (SIP) |
For automated advice from a robo-advisor sponsored by Schwab, where CSIM monitors and makes the investment decisions for you. | ||
Schwab Managed Portfolios™ (SMP) | Schwab sponsors the program, and CSIM provides portfolio management for the investment strategies. | ||
Schwab Managed Account Services™ (MAS) | Schwab MAS offers strategies from over 60 investment advisors, sponsored by Schwab, and where CSIM provides portfolio management for the Windhaven® Strategies, ThomasPartners® Strategies, Wasmer Schroeder™ Strategies, and Schwab Personalized Indexing® Strategies. | Schwab Managed Account Services Disclosure Brochure (CS&Co.) |
Managed by SWAI
Advisory Program | Description | Sponsored by Schwab | Managed by SWAI |
---|---|---|---|
Schwab Wealth Advisory™ | For advice and periodic portfolio reviews from a team of professionals at our affiliated investment advisor. |
Other Schwab Programs
Schwab Advisory Programs
Advisory Program | Description | Program Disclosure |
---|---|---|
Schwab Managed Account Services (MAS) for Clients of Independent Investment Advisors | If you work with an independent advisor who has selected MAS for your portfolio and you custody your account with Schwab, the advisor will provide you with their firm's CRS and Disclosure Brochure. | Schwab Managed Account Services Disclosure Brochure for Clients of Independent InvestmentAdvisors |
Schwab Advisor Network® | For complex or specialized needs, a referral to an unaffiliated professional advisor. | |
Schwab Financial Planning Services | For individualized planning advice in a written financial plan with no monitoring. |