Information about Trades Executed through Broker-Dealers Other than Schwab in the Managed Account Select® and Managed Account Connection® Programs
March 18, 2026
Charles Schwab & Co., Inc. ("Schwab") sponsors the Managed Account Select ("Select") and Managed Account Connection ("Connection") programs (each a "program") in which Schwab-affiliated and non-affiliated asset managers ("Managers") have discretionary authority to trade in enrolled accounts. The asset-based fee that you pay for the program ("Program Fee") covers the cost of commissions and other execution charges for trades executed through Schwab, but not any additional cost, such as a commission or markup, associated with trades placed directly by Managers with other broker-dealers (collectively, "Trading Away", "Trades Away", or other variations thereof).
As set forth in the Charles Schwab & Co., Inc. Disclosure Brochure for: Schwab Managed Account Services™ Wrap Fee Program; Schwab Managed Portfolios™ Wrap Fee Program; Schwab Financial Planning Services, the Program Fee also does not cover mark-ups or mark-downs on fixed income trades, whether they are traded through Schwab or traded away. For fixed income securities, additional costs such as a markup/markdown or spread are generally included in the net price and are not reflected as a separate charge on trade confirmations or account statements.
Some Managers (including without limitation fixed income strategies, Charles Schwab Investment Management, Inc. ("CSIM") for the Windhaven® Strategies, the ThomasPartners® Strategies, Wasmer Schroeder™ Strategies, and certain types of Schwab Guided Portfolios™ ("SGP"), Selective Portfolios, Schwab Personalized Indexing®, Schwab Wealth Portfolios™ and including Managers with certain equity strategies, especially small-cap or preferred strategies) execute most or all of their program trades by Trading Away. Managers may have good reasons for Trading Away, such as to meet their obligation to achieve "best execution" for their clients (including clients outside of the programs) – in other words, the best possible trading result, taking into account such factors as price, extra costs, speed and likelihood of execution. Managers may reasonably believe that they are able to achieve better trading results by Trading Away, including better net pricing even with any additional cost associated with Trading Away. In addition to cost considerations, a Manager may consider various other factors as described in their Form ADV brochure ("Brochure"), including the liquidity of the security, the need for timely execution, and other brokerage and research services they receive from that broker-dealer.
Nevertheless, any additional cost of Trading Away is in addition to the Program Fee and, like all costs, will reduce the total return of your account enrolled in the program. The more frequently a Manager Trades Away, the greater the potential additional cost and the greater the potential reduction in total return. Please review this disclosure and additional information about Trading Away and other Manager trading practices in the Charles Schwab & Co., Inc. Disclosure Brochure for: Schwab Managed Account Services™ Wrap Fee Program; Schwab Managed Portfolios™ Wrap Fee Program; Schwab Financial Planning Services and/or the Schwab Wealth Advisory Disclosure Brochure in deciding whether to enroll in or remain enrolled in the program. If you have any questions, please contact your Schwab Financial Consultant or another Schwab representative.
The table below describes the self-reported frequency with which Managers engaged in Trading Away, and any additional cost associated with such trades, in program investment strategies during the time periods specified.
The information was provided by the Managers and has not been verified by Schwab. It is historical data about the Manager's past practice, and the Manager may not follow the same practice with the same frequency or resulting cost in the future. Additional information about your Manager's practices may be contained in your Manager's Brochure. If your Manager is not listed below, it is because they reported no Trading Away during the time period(s) shown.
table
| Investment Strategy Name | Platform Participation | Dollar-Weighted Percentage of Client Trades "Traded Away"1 in 2025 | Average Additional Cost Incurred by Clients Participating in those Trades2 in 2025 |
|---|---|---|---|
| AllianceBernstein Tax Aware Fixed Income Portfolio | Select | 95% | $0 |
| Atlanta High Quality Calvert Equity SMA | Select | 13% | $0 |
| Atlanta High Quality Select Equity | Select | 15% | $0 |
| Atlanta High Quality Small/Mid-Cap Core | Select | 66% | $0 |
| BlackRock Core Bond - SMA | Select | 100% | $0 |
| BlackRock Global Dividend Balanced SMA | Select | 100% | Not applicable for equity, $0 for FI |
| Cincinnati Investment Grade Corporate Bonds | Select | 100% | $0 |
| Eagle Asset Management High Quality Taxable | Select | 100% | For Fixed Income Step-Out trades clients receive institutional execution where there is a Institutional Bond Spread but no additional cost, except for certain types of trades done on electronic trading platforms i.e. Market Axess, Trade Web, Liquid Net, TRUMID & ICE TMC. See Below range of fees for various platforms from their respective fee schedules. Market Axess Open Trading, The fee is from 0-2bps to counterparty depending on size and maturity. Trade Web Corporate Trading. The fee is .1-.8 bps to liquidity provider. Trade Web Direct, Liquidity provider pays a fee based on a pricing grid, depending on Maturity and Size, (Muni's $.10 - $3 per bond) & (Taxable $.13 - $3 per bond). TRUMID, Anonymous Trades, Spread Based Bonds (.3-.5bps), Price Base Bonds $.03125-$.0625. ICE TMC (The Muni Center), For Muni's the Seller Pays a fee depending on maturity in size ranging from a min of $0.10 and a max of $10 per bond. Arbor, Ticket fee $ .015625 - $ .0625 or up to 1.5bp. |
| Eagle Asset Management Strategic Income Portfolio | Select | 100% | For Fixed Income Step-Out trades clients receive institutional execution where there is a Institutional Bond Spread but no additional cost, except for certain types of trades done on electronic trading platforms i.e. Market Axess, Trade Web, Liquid Net, TRUMID & ICE TMC. See Below range of fees for various platforms from their respective fee schedules. Market Axess Open Trading, The fee is from 0-2bps to counterparty depending on size and maturity. Trade Web Corporate Trading. The fee is .1-.8 bps to liquidity provider. Trade Web Direct, Liquidity provider pays a fee based on a pricing grid, depending on Maturity and Size, (Muni's $.10 - $3 per bond) & (Taxable $.13 - $3 per bond). TRUMID, Anonymous Trades, Spread Based Bonds (.3-.5bps), Price Base Bonds $.03125-$.0625. ICE TMC (The Muni Center), For Muni's the Seller Pays a fee depending on maturity in size ranging from a min of $0.10 and a max of $10 per bond. Arbor, Ticket fee $ .015625 - $ .0625 or up to 1.5bp. |
| Eagle Asset Mgmt Strategic Income Port with Muni | Select | 100% | For Fixed Income Step-Out trades clients receive institutional execution where there is a Institutional Bond Spread but no additional cost, except for certain types of trades done on electronic trading platforms i.e. Market Axess, Trade Web, Liquid Net, TRUMID & ICE TMC. See Below range of fees for various platforms from their respective fee schedules. Market Axess Open Trading, The fee is from 0-2bps to counterparty depending on size and maturity. Trade Web Corporate Trading. The fee is .1-.8 bps to liquidity provider. Trade Web Direct, Liquidity provider pays a fee based on a pricing grid, depending on Maturity and Size, (Muni's $.10 - $3 per bond) & (Taxable $.13 - $3 per bond). TRUMID, Anonymous Trades, Spread Based Bonds (.3-.5bps), Price Base Bonds $.03125-$.0625. ICE TMC (The Muni Center), For Muni's the Seller Pays a fee depending on maturity in size ranging from a min of $0.10 and a max of $10 per bond. Arbor, Ticket fee $ .015625 - $ .0625 or up to 1.5bp. |
| Eagle Vertical Income Portfolio | Select | 100% | For Fixed Income Step-Out trades clients receive institutional execution where there is a Institutional Bond Spread but no additional cost, except for certain types of trades done on electronic trading platforms i.e. Market Axess, Trade Web, Liquid Net, TRUMID & ICE TMC. See Below range of fees for various platforms from their respective fee schedules. Market Axess Open Trading, The fee is from 0-2bps to counterparty depending on size and maturity. Trade Web Corporate Trading. The fee is .1-.8 bps to liquidity provider. Trade Web Direct, Liquidity provider pays a fee based on a pricing grid, depending on Maturity and Size, (Muni's $.10 - $3 per bond) & (Taxable $.13 - $3 per bond). TRUMID, Anonymous Trades, Spread Based Bonds (.3-.5bps), Price Base Bonds $.03125-$.0625. ICE TMC (The Muni Center), For Muni's the Seller Pays a fee depending on maturity in size ranging from a min of $0.10 and a max of $10 per bond. Arbor, Ticket fee $ .015625 - $ .0625 or up to 1.5bp. |
| Genter Capital Balanced Growth Dividend Income | Select | 50% | $0 |
| GW&K Balanced Income Strategy with Municipals | Select | 50-60% | Regarding the municipal bond sleeve of the balanced strategy, there are no additional explicit costs for client's step-out trades in fixed income securities. As GW&K is an investment advisor and not a broker/dealer, we neither receive any economic benefit from trading activity, nor do we directly control the degree of mark-up or mark-down that may be applied by brokers we engage on behalf of our fixed income clients. That said, we have high conviction that our greatest opportunity to achieve best execution in municipal and taxable bond trading is to leverage institutional trading relationships, aggregate trade volume influence, regional and sector expertise, and other factors made available through having discretion over such transactions. Moreover, we believe through trading large blocks of bonds with institutional trading partners when compared to what most program sponsor desks may execute in smaller increments, perhaps even on an account-by-account basis, GW&K is not only not adding additional cost, but that clients are benefiting from our trading expertise and paying less. Not applicable to the equity sleeve of the balanced strategy. |
| GW&K Corporate Bond Opportunities Strategy | Select | 100% | There are no additional explicit costs for client's step-out trades in fixed income securities. As GW&K is an investment advisor and not a broker/dealer, we neither receive any economic benefit from trading activity, nor do we directly control the degree of mark-up or mark-down that may be applied by brokers we engage on behalf of our fixed income clients. That said, we have high conviction that our greatest opportunity to achieve best execution in municipal and taxable bond trading is to leverage institutional trading relationships, aggregate trade volume influence, regional and sector expertise, and other factors made available through having discretion over such transactions. Moreover, we believe through trading large blocks of bonds with institutional trading partners when compared to what most program sponsor desks may execute in smaller increments, perhaps even on an account-by-account basis, GW&K is not only not adding additional cost, but that clients are benefiting from our trading expertise and paying less. |
| GW&K Municipal Bond Strategy | Select | 100% | There are no additional explicit costs for client's step-out trades in fixed income securities. As GW&K is an investment advisor and not a broker/dealer, we neither receive any economic benefit from trading activity, nor do we directly control the degree of mark-up or mark-down that may be applied by brokers we engage on behalf of our fixed income clients. That said, we have high conviction that our greatest opportunity to achieve best execution in municipal and taxable bond trading is to leverage institutional trading relationships, aggregate trade volume influence, regional and sector expertise, and other factors made available through having discretion over such transactions. Moreover, we believe through trading large blocks of bonds with institutional trading partners when compared to what most program sponsor desks may execute in smaller increments, perhaps even on an account-by-account basis, GW&K is not only not adding additional cost, but that clients are benefiting from our trading expertise and paying less. |
| GW&K Short-Term Taxable Bond Strategy | Select | 100% | There are no additional explicit costs for client's step-out trades in fixed income securities. As GW&K is an investment advisor and not a broker/dealer, we neither receive any economic benefit from trading activity, nor do we directly control the degree of mark-up or mark-down that may be applied by brokers we engage on behalf of our fixed income clients. That said, we have high conviction that our greatest opportunity to achieve best execution in municipal and taxable bond trading is to leverage institutional trading relationships, aggregate trade volume influence, regional and sector expertise, and other factors made available through having discretion over such transactions. Moreover, we believe through trading large blocks of bonds with institutional trading partners when compared to what most program sponsor desks may execute in smaller increments, perhaps even on an account-by-account basis, GW&K is not only not adding additional cost, but that clients are benefiting from our trading expertise and paying less. |
| JPMorgan Intermediate-Term Municipal Bond | Select | 100% | $0 |
| JPMorgan International Core ADR | Select | 22.8% | 8bps |
| Lazard Emerging Markets Equity Select ADR | Select | 15% | The range is a credit of 1cps to a debit of 8cps |
| Lazard Global Equity Select ADR | Select | 5% | The range is a credit of 1cps to a debit of 8cps |
| Lazard International Equity Select ADR | Select | 52% | The range is a credit of 1cps to a debit of 8cps |
| Madison Intermediate Fixed Income | Select | 100% | $0 |
| Natixis/Loomis Sayles Core Total Return | Select | 100% | 2-7 basis points. The average additional cost range shown reflects the potential additional spread cost for the respective Loomis Sayles strategy. Loomis Sayles is responsible for identifying bonds that best fit its municipal and taxable fixed income strategies. Every bond that trades in the market has a "bid/ask spread." When Loomis steps out a trade for a bond to a dealer, it is buying the bond for the client at the "ask" price and selling the bond at the "bid" price. The difference between the "bid" and "ask" prices is the "spread." This spread which is imbedded in the net price and is not disclosed by the dealer, could be viewed as an additional imbedded cost that a client may incur. However, the client would incur this spread regardless of whether Loomis steps out the trade to another dealer or executes the trade through sponsor/custodian. |
| Nuveen Intermediate-Term Municipal Bond | Select | 95% | 1-10bps |
| Nuveen Limited-Maturity Municipal Bond | Select | 99% | 1-10bps |
| Nuveen Long-Term Municipal Bond | Select | 100% | 1-10bps |
| Parametric 1-10 Year Corporate Bond Ladder | Select | 100% | $0 |
| Parametric 1-5 Year Corporate Bond Ladder | Select | 100% | $0 |
| Parametric 3-12 Year Municipal Ladder-CA | Select | 100% | $0 |
| Parametric 3-7 Year Corporate Bond Ladder | Select | 100% | $0 |
| Parametric 5-10 Year Corporate Bond Ladder | Select | 100% | $0 |
| Parametric TABS 1-14 Year Municipal Ladder | Select | 100% | $0 |
| Parametric TABS 1-14 Year Municipal Ladder-CA | Select | 100% | $0 |
| Parametric TABS 1-8 Year Municipal Ladder | Select | 100% | $0 |
| Parametric TABS 1-8 Year Municipal Ladder-CA | Select | 100% | $0 |
| Parametric TABS 3-12 Year Municipal Ladder | Select | 100% | $0 |
| Parametric TABS 5-15 Year Municipal Ladder | Select | 100% | $0 |
| Parametric TABS 5-15 Year Municipal Ladder-CA | Select | 100% | $0 |
| PIMCO 1-12 Year California Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO 1-12 Year Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO 1-12 Year New York Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO 1-18 Year California Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO 1-18 Year Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO 1-18 Year New York Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO 1-6 Year California Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO 1-6 Year Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO 1-6 Year New York Municipal Bond Ladder | Select | 100% | $0 |
| PIMCO Low Duration SMA | Select | 100% | $0 |
| PIMCO Real Return | Select | 100% | $0 |
| PIMCO Total Return | Select | 100% | $0 |
| Schwab Personalized Indexing MSCI EAFE Intl | Connection | 77% | $0.00 -$0.01 cps |
| Schwab Personalized Indexing MSCI KLD 400 Social | Connection | 77% | $0.00 -$0.01 cps |
| Schwab Personalized Indexing S&P Small Cap 600 | Connection | 77% | $0.00 -$0.01 cps |
| Schwab Personalized Indexing Schwab 1000 Equity | Connection | 77% | $0.00 -$0.01 cps |
| Schwab Personalized Indexing US 3000 Broad Market | Connection | 77% | $0.00 -$0.01 cps |
| Schwab Personalized Indexing US 500 Large-Cap | Connection | 77% | $0.00 -$0.01 cps |
| Seix High Yield Wrap SMA | Select | 100% | $0 |
| Selective Portfolios Core ETF Aggressive | Connection | 93% | $0 |
| Selective Portfolios Core ETF Conservative | Connection | 93% | $0 |
| Selective Portfolios Core ETF Growth | Connection | 93% | $0 |
| Selective Portfolios Core ETF Moderate | Connection | 93% | $0 |
| Selective Portfolios Core ETF Moderate Growth | Connection | 93% | $0 |
| Selective Portfolios Core MF Aggressive | Connection | 0% - All trades are done at Schwab | N/A |
| Selective Portfolios Core MF Conservative | Connection | 0% - All trades are done at Schwab | N/A |
| Selective Portfolios Core MF Growth | Connection | 0% - All trades are done at Schwab | N/A |
| Selective Portfolios Core MF Moderate | Connection | 0% - All trades are done at Schwab | N/A |
| Selective Portfolios Core MF Moderate Growth | Connection | 0% - All trades are done at Schwab | N/A |
| Selective Portfolios Opportunistic Aggressive | Connection | 93% | $0 |
| Selective Portfolios Opportunistic Moderate Growth | Connection | 93% | $0 |
| SGP Blend Aggressive | Connection | 83% | $0 |
| SGP Blend Conservative | Connection | 83% | $0 |
| SGP Blend Moderate | Connection | 83% | $0 |
| SGP Blend Moderately Aggressive | Connection | 83% | $0 |
| SGP Blend Moderately Conservative | Connection | 83% | $0 |
| SGP Blend Very Aggressive | Connection | 83% | $0 |
| SGP Custom 100% Fixed (FI) | Connection | 100% | $0 |
| SGP Custom 100% Fixed Tax-Exempt (Closed) | Connection | 100% | $0 |
| SGP Custom Aggressive (FI) | Connection | 83% | $0 |
| SGP Custom Aggressive (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Aggressive (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Aggressive (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Aggressive (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Aggressive Tax-Exempt (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Aggressive Tax-Exempt (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Aggressive Tax-Exempt (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Aggressive Tax-Exempt (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Aggressive Tax-Exempt (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Conserv (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Conserv (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Conserv (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Conserv Tax-Exempt (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Conserv Tax-Exempt (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Conserv Tax-Exempt (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Mod Aggr (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Mod Aggr (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Mod Aggr (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Mod Aggr (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Mod Aggr (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Mod Aggr Tax-Exempt (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Mod Aggr Tax-Exempt (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Mod Aggr Tax-Exempt (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Mod Aggr Tax-Exempt (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Mod Aggr Tax-Exempt (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Mod Conserv (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Mod Conserv (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Mod Conserv (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Mod Conserv (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Mod Conserv (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Mod Conserv Tax-Exempt (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Mod Conserv Tax-Exempt (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Mod Conserv Tax-Exempt (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Mod Conserv Tax-Exempt (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Mod Conserv Tax-Exempt (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Moderate (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Moderate (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Moderate (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Moderate (USDiv) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps |
| SGP Custom Moderate (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Moderate Tax-Exempt (FI) | Connection | 83% Equities, 100% Fixed Income | $0 |
| SGP Custom Moderate Tax-Exempt (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Moderate Tax-Exempt (USCore+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Moderate Tax-Exempt (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Moderate Tax-Exempt (USDiv+FI) | Connection | 83% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SGP Custom Very Aggr (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Very Aggr (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Very Aggr Tax-Exempt (USCore) | Connection | 83% | $0.00 -$0.01 cps |
| SGP Custom Very Aggr Tax-Exempt (USDiv) | Connection | 83% | $0.00 -$0.01 cps |
| SGP ETF Aggressive | Connection | 83% | $0 |
| SGP ETF Aggressive Tax-Exempt | Connection | 83% | $0 |
| SGP ETF Conservative | Connection | 83% | $0 |
| SGP ETF Conservative Tax-Exempt | Connection | 83% | $0 |
| SGP ETF Moderate | Connection | 83% | $0 |
| SGP ETF Moderate Tax-Exempt | Connection | 83% | $0 |
| SGP ETF Moderately Aggressive | Connection | 83% | $0 |
| SGP ETF Moderately Aggressive Tax-Exempt | Connection | 83% | $0 |
| SGP ETF Moderately Conservative | Connection | 83% | $0 |
| SGP ETF Moderately Conservative Tax-Exempt | Connection | 83% | $0 |
| SGP ETF Very Aggressive | Connection | 83% | $0 |
| SGP ETF Very Aggressive Tax-Exempt | Connection | 83% | $0 |
| SGP Focused Aggressive | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Aggressive Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Conservative | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Conservative Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Moderate | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Moderate Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Moderately Aggressive | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Moderately Aggressive Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Moderately Conservative | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Moderately Conservative Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Very Aggressive | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Focused Very Aggressive Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Aggressive | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Aggressive Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Conservative | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Conservative Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Moderate | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Moderate Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Moderately Aggressive | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Moderately Aggressive Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Moderately Conservative | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Moderately Conservative Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Very Aggressive | Connection | 0% - All trades are done at Schwab | $0 |
| SGP Marketplace Very Aggressive Tax-Exempt | Connection | 0% - All trades are done at Schwab | $0 |
| Spectrum Preferred Securities SMA | Select | 97% | $0 |
| Spectrum Preferred Tax Advantaged SMA | Select | 98% | $0 |
| Stonebridge Advisors Preferred SMA | Select | 48% | $0 |
| Stonebridge Advisors Preferred Tax Advantaged SMA | Select | 49% | $0 |
| SWP 1SMA Aggressive (Strat, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Aggressive (Strat, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Aggressive (Tact, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Aggressive (Tact, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Conservative (Strat, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0 |
| SWP 1SMA Conservative (Strat, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0 |
| SWP 1SMA Conservative (Tact, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0 |
| SWP 1SMA Conservative (Tact, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0 |
| SWP 1SMA Income (Strat, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Income (Strat, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Income (Tact, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Income (Tact, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Mod Aggressive (Strat, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Mod Aggressive (Strat, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Mod Aggressive (Tact, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Mod Aggressive (Tact, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Mod Conservative (Strat, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Mod Conservative (Strat, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Mod Conservative (Tact, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Mod Conservative (Tact, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Moderate (Strat, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Moderate (Strat, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Moderate (Tact, Muni Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 1SMA Moderate (Tact, Tax Bond) | Connection | 66% | $0.00 -$0.01 cps |
| SWP 2SMA Income (Strat, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Income (Strat, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Income (Tact, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Income (Tact, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Mod Aggressive (Strat, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Mod Aggressive (Strat, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Mod Aggressive (Tact, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Mod Aggressive (Tact, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Mod Conservative (Strat, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Mod Conservative (Strat, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Mod Conservative (Tact, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Mod Conservative (Tact, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Moderate (Strat, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Moderate (Strat, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Moderate (Tact, Muni Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP 2SMA Moderate (Tact, Tax Bond) | Connection | 66% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| SWP ETF/MF Aggressive (Strat, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Aggressive (Strat, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Aggressive (Tact, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Aggressive (Tact, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Conservative (Strat, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Conservative (Strat, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Conservative (Tact, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Conservative (Tact, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Income (Strat, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Income (Strat, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Income (Tact, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Income (Tact, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Mod Aggressive (Strat, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Mod Aggressive (Strat, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Mod Aggressive (Tact, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Mod Aggressive (Tact, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Mod Conservative (Strat, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Mod Conservative (Strat, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Mod Conservative (Tact, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Mod Conservative (Tact, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Moderate (Strat, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Moderate (Strat, Tax Bond) | Connection | 66% | $0 |
| SWP ETF/MF Moderate (Tact, Muni Bond) | Connection | 66% | $0 |
| SWP ETF/MF Moderate (Tact, Tax Bond) | Connection | 66% | $0 |
| TPI Balanced Income - Conservative | Connection | 81% | $0.00 -$0.01 cps |
| TPI Balanced Income Strategy | Connection | 81% | $0.00 -$0.01 cps |
| TPI Dividend Growth Strategy (K-1 generating) | Connection | 81% | $0.00 -$0.01 cps |
| TPI Dividend Growth Strategy (non K-1 generating) | Connection | 81% | $0.00 -$0.01 cps |
| Wasmer Schroeder 1-10 Yr Taxable Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 1-12 Yr CA Municipal Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 1-12 Yr Municipal Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 1-5 Yr CA Municipal Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 1-5 Yr Municipal Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 1-5 Yr Taxable Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 3-12 Yr CA Municipal Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 3-12 Yr Municipal Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 3-7 Yr Taxable Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 5-10 Yr Taxable Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 5-15 Yr CA Municipal Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder 5-15 Yr Municipal Bond Ladder | Connection | 100% | $0 |
| Wasmer Schroeder Core IG Credit | Connection | 100% | $0 |
| Wasmer Schroeder Intermediate Bond | Connection | 100% | $0 |
| Wasmer Schroeder Intermediate IG Credit | Connection | 100% | $0 |
| Wasmer Schroeder Intermediate Strategic Tax-Exempt | Connection | 100% | $0 |
| Wasmer Schroeder Intermediate Tax Exempt | Connection | 100% | $0 |
| Wasmer Schroeder Multi-Sector Income | Connection | 24% Equities, 100% Fixed Income | $0.00 -$0.01 cps for Equities, $0 for Fixed Income |
| Wasmer Schroeder Positive Impact Bond | Connection | 100% | $0 |
| Wasmer Schroeder Positive Impact Tax Exempt | Connection | 100% | $0 |
| Wasmer Schroeder Short Duration Bond | Connection | 100% | $0 |
| Wasmer Schroeder Short Tax Exempt | Connection | 100% | $0 |
| Wasmer Schroeder Strategic Tax Exempt | Connection | 100% | $0 |
| Wasmer Schroeder Tax-Exempt VRDN | Connection | 100% | $0 |
| Wasmer Schroeder Treasury Ladder 12 Month | Connection | 100% | $0 |
| Wasmer Schroeder Treasury Ladder 24 Month | Connection | 100% | $0 |
| Wasmer Schroeder Treasury Ladder 6 Month | Connection | 100% | $0 |
| Wasmer Schroeder Ultra Short Duration Taxable Bond | Connection | 100% | $0 |
| Windhaven Diversified Aggressive | Connection | 93% | $0 |
| Windhaven Diversified Conservative | Connection | 93% | $0 |
| Windhaven Diversified Growth | Connection | 93% | $0 |