Roc Faillaci, AAMS®, CWS®, MBA

VP - Branch Manager

Representative for clients not served by a local Schwab branch.

+1 602-355-3339

Financial credentials

  • Accredited Asset Management Specialist℠
  • Certified Wealth Strategist®
  • Master in Business Administration
  • Series 7, 9, 10, 63, 65 Securities Licenses
  • Life & Variable Annuity Insurance License

Experience

26 years of professional experience

  • VP - Branch Manager, Charles Schwab, 2014-present
  • Financial Consultant, Charles Schwab, 2012-2014
  • Senior Manager, Charles Schwab, 2011-2012
  • Portfolio Consultant, Charles Schwab, 2001-2011

Education

  • MBA, Indiana Wesleyan University
  • BS, University of Iowa

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