Richard Sica

Independent Branch Leader and Financial Consultant

+1 203-448-2344

Financial credentials

  • Series 7, 65, 66 Securities Licenses
  • Life & Variable Annuity Insurance License

Experience

36 years of professional experience

  • Independent Branch Leader and Financial Consultant, Charles Schwab, 2021-present
  • Senior Financial Advisor, Merrill Lynch, 2009-2021
  • Financial Advisor, First Vice President, UBS, 2000-2009
  • Financial Advisor, First Vice President, Prudential Securities Inc., 1997-2000
  • Financial Advisor, First Vice President, Cowen & Co., 1993-1997

Education

  • University of Maryland, College Park, Bachelor of Science, General Studies Economics, 1987

Personal interests and affiliations

  • Ridgefield Operation of Animal Rescue(R.O.A.R)., Previous Vice President
  • Western CT Youth Orchestra, Previous Fundraising Committee
  • Meals on Wheels, Previous Vice President of Fundraising
  • Ann's Place, Previous Fundraiser Committee

Standard mailing address:

Charles Schwab & Co, Inc
Orlando Operation Center
P.O. Box 628291
Orlando, FL 32862-8291

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