Financial credentials
- Accredited Asset Management Specialist℠
- Series 4, 7, 9, 10, 24, 65, 66 Securities Licenses
- Life & Variable Annuity Insurance License, CA Insurance License #0B27845
Experience
35 years of professional experience
- VP - Sr. Financial Consultant, Charles Schwab, 2005-present
- Active Trader Investment Consultant, Charles Schwab, 1999-2005
- Broker, Morgan Stanley, 1997-1999
- Assistant Broker, Merrill Lynch, 1996-1997
- Sales Assistant, WedBush Morgan Securities, 1994-1996
- Options Risk Analysis Clerk, Pacific Stock Exchange, 1987-1991
Education
- MPS, Wealth Management, Columbia University
- MPPA, Public Policy, Northwestern University
- MBA, Strategic Leadership, Dominican University
- BA, Political Science, UC Davis
Personal interests and affiliations
- Sat on UC Davis Scholarship Committee for Marin & Sonoma County
- Sat on the Advokids Board, a Foster Kids Foundation
- Served on Dominican University Board of Trustees
- Sit on Dean's Advisory Board for Wichita State U School of Business