Joseph Swain, CWS®

VP - Financial Consultant

+1 203-319-2608

Financial credentials

  • Certified Wealth Strategist®
  • Series 6, 7, 63, 66 Securities Licenses
  • Life & Variable Annuity Insurance License

Experience

12 years of professional experience

  • VP - Financial Consultant, Charles Schwab, 2022-present
  • Financial Consultant, Fidelity Investments, 2021-2022
  • Financial Consultant, Charles Schwab & Co., 2016-2021
  • Associate Financial Consultant, Charles Schwab & Co, 2014-2016
  • Brokerage Associate, Wells Fargo Advisors, 2013-2014
  • Financial Advisor, Ameriprise Financial, 2012-2012

Education

  • BA- Investment- University of Massachusetts - Amherst

Personal interests and affiliations

  • National MS Society
  • American Cancer Society

Standard mailing address:

Charles Schwab & Co, Inc
Orlando Operation Center
P.O. Box 628291
Orlando, FL 32862-8291

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