| Code | Description |
| D | Deficient: Issuer Failed to Meet Exchange Continued Listing Requirements |
| E | Delinquent: Issuer Missed Regulatory Filing Deadline |
| Q | Bankrupt: Issuer Has Filed for Bankruptcy |
| G | Deficient: Issuer Failed to Meet Exchange Continued Listing Requirements and Bankrupt: Issuer Has Filed for Bankruptcy |
| H | Deficient: Issuer Failed to Meet Exchange Continued Listing Requirements and Delinquent: Issuer Missed Regulatory Filing Deadline |
| J | Delinquent: Issuer Missed Regulatory Filing Deadline and Bankrupt: Issuer Has Filed for Bankruptcy |
| K | Deficient: Issuer Failed to Meet Exchange Continued Listing Requirements and Delinquent: Issuer Missed Regulatory Filing Deadline and Bankrupt: Issuer Has Filed for Bankruptcy |
| C | Creations and/or Redemptions Suspended for Exchange Traded Product |
(0411-0912)
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