Restricted Stock: Stock Investment Services & Restricted Stock Options: Charles Schwab

Schwab Restricted Stock Services

Charles Schwab & Co., Inc.

Call us at 866-232-9890

Send us an email

Options Dividend Reinvestment Extended Hours Trading Restricted Stock Services Global Investing Services Employee Stock Plans

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Charles Schwab is uniquely positioned to offer our restricted stock clients a wide variety of service options and benefits.

Dedicated Restricted Stock Department staffed with specialists.
Expansive network of Investor Centers.
Comprehensive services for company affiliates and insiders.
Web Trading via Schwab.com customer center.¹
Competitive pricing structure.

Let Schwab handle your restricted stock transaction from start to finish. We will assist in the completion and filing of all required documentation, legal counsel approval and physical clearance of your shares via the transfer agent.

For affiliates and insiders, Schwab offers 10b5-1 predetermined trading plans, Sarbanes-Oxley accelerated reporting, and preferred stock option exercise services.

To begin the process you must first have a Schwab account, open an account. Once your account is established you may contact our Restricted Stock Service at 800-239-2506, from 9:00 AM to 6:30 PM (ET), Monday through Friday to begin the process. As an alternative you may open an account and complete your documentation at one of our Investor Centers, locate an office near you.

1. Web trades of restricted stock may differ from standard web pricing.

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