A Proactive Approach to Risk Management Backed by a Wealth of Experience
Windhaven Investment Management, Inc. is a leading investment advisory firm and an affiliate of Charles Schwab & Co., Inc. Characterized by a proactive approach that seeks to capture growth in rising markets while attempting to reduce exposure in declining ones, Windhaven has created a range of diversified strategies available through Schwab.
With assets under management of over $15 billion1, Windhaven also brings:
- An investment approach based on extensive independent research and analysis
- A highly experienced team of investment professionals with diverse backgrounds in mathematics, engineering, academics, and entrepreneurship
- A client list that includes individual investors and trusts, retirement plans, foundations, and university endowments
Windhaven in the News
Read the Wall Street Journal Article on Windhaven CIO Stephen Cucchiaro's views on global investment opportunities.
Windhaven's Philosophy and Approach
Learn more about Windhaven's investment philosophy, risk management focus, and three diversified strategies from
Stephen Cucchiaro, Windhaven's Chief Investment Officer.
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1. As of 3/31/2013.
Please refer to Windhaven's ADV Part 2 for more information.
Diversification strategies do not ensure a profit and do not protect against losses in declining markets.
Windhaven's risk-management process includes an effort to monitor and manage risk, but should not be confused with, and does not imply, low risk, or the ability to control risk.
Windhaven Diversified strategies are available through Schwab's Managed Account Connection™ program. Please read Schwab's disclosure brochure for important information and disclosures relating to Schwab Managed Account Connection and Schwab Managed Account Services™.
Portfolio management is provided by Windhaven Investment Management, Inc. ("Windhaven"), a registered investment advisor. Windhaven and Charles Schwab & Co., Inc. are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation.