A Proactive Approach to Risk Management Backed by a Wealth of Experience
Windhaven Investment Management, Inc. is a leading investment advisory firm and an affiliate of Charles Schwab & Co., Inc. Characterized by a proactive approach that seeks to capture growth in rising markets while attempting to reduce exposure in declining ones, Windhaven has created a range of diversified strategies available through Schwab.
With assets under management of over $17 billion1, Windhaven also brings:
- An investment approach based on extensive independent research and analysis
- A highly experienced team of investment professionals with diverse backgrounds in mathematics, engineering, academics, and entrepreneurship
- A client list that includes individual investors and trusts, retirement plans, foundations, and university endowments
Windhaven in the News
CNBC Interview - Steve Cucchiaro discusses gold and Japanese equities
Wall Street Journal - Steve Cucchiaro provides his latest views on gold valuation
Windhaven's Philosophy and Approach
Learn more about Windhaven's investment philosophy, risk management focus, and three diversified strategies from
Stephen Cucchiaro, Windhaven's Chief Investment Officer.
Learn more about Windhaven today.
Talk to a Schwab Investment Professional to see if Windhaven is right for you.
Call 877-340-1714 or visit a local Schwab branch.
1. As of 6/30/2013.
Please refer to Windhaven's ADV Part 2 for more information.
Diversification strategies do not ensure a profit and do not protect against losses in declining markets.
Windhaven's risk-management process includes an effort to monitor and manage risk, but should not be confused with, and does not imply, low risk, or the ability to control risk.
Windhaven Diversified strategies are available through Schwab's Managed Account Connection™ program. Please read Schwab's disclosure brochure for important information and disclosures relating to Schwab Managed Account Connection and Schwab Managed Account Services™.
Portfolio management is provided by Windhaven Investment Management, Inc. ("Windhaven"), a registered investment advisor. Windhaven and Charles Schwab & Co., Inc. are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation.